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Caledonia Mining Corporation Plc Notification by Significant Shareholder

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September 7, 2021: Caledonia Mining Corporation Plc (“Caledonia” or the “Company” - https://www.commodity-tv.com/ondemand/companies/profil/caledonia-mining-corporation-plc/) announces that, further to the Company’s announcement on September 3, 2021 that Van Eck Vectors Junior Gold Miners ETF is now a “significant shareholder” of the Company as defined by the AIM Rules for Companies, it subsequently received a notification on September 3, 2021 from Van Eck Associates Corporation (“Van Eck”) containing details of Van Eck’s shareholdings in the Company held through two of its funds. A copy of the notification is below

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Caledonia Mining Corporation PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify)iii:

 

3. Details of person subject to the notification obligationiv

Name

Van Eck Associates Corporation

City and country of registered office (if applicable)

New York, NY USA

 

4. Full name of shareholder(s) (if different from 3.)v

Name

VanEck Vectors Junior Gold Miners ETF

VanEck Vectors Junior Gold Miners UCITS ETF

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reachedvi:

19 March 2021

6. Date on which issuer notified (DD/MM/YYYY):

3 September 2021

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

3.91%

 

3.91%

12,118,820

Position of previous notification (if

applicable)

N/A

 

N/A

 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

JE00BF0XVB15

473,246

 

3.91%

 
     
     

SUBTOTAL 8. A

473,246

3.91%

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

     
     
     
  

SUBTOTAL 8. B 1

  
 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

      
      
      
  

 

SUBTOTAL 8.B.2

  
 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

 

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

VanEck Vectors Junior Gold Miners ETF

3.55%

 

3.55%

VanEck Vectors Junior Gold Miners UCITS ETF

0.36%

 

0.36%

 

10. In case of proxy voting, please identify:

Name of the proxy holder

Glass Lewis

The number and % of voting rights held

473,246 shares and 3.91% voting right

The date until which the voting rights will be held

Open

 

11. Additional informationxvi

 

Place of completion

Tampa, FL USA

Date of completion

3 September 2021

Caledonia Mining Corporation Plc

Mark Learmonth

Camilla Horsfall

Tel: +44 1534 679 802

Tel: +44 7817 841793

WH Ireland

Adrian Hadden

Tel: +44 20 7220 1751

 

Blytheweigh

Tim Blythe/Megan Ray

Tel: +44 207 138 3204

3PPB

Patrick Chidley

Paul Durham

Swiss Resource Capital AG

Jochen Staiger

Tel: +1 917 991 7701

Tel: +1 203 940 2538

www.resource-capital.ch

[email protected]

Note: This announcement contains inside information which is disclosed in accordance with the Market Abuse Regulation (EU) No. 596/2014(“MAR”)as it forms part of UK domestic law by virtue of the European Union (Withdrawal) Act 2018 and is disclosed in accordance with the Company's obligations under Article 17 of MAR.

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